0001209191-19-011668.txt : 20190220 0001209191-19-011668.hdr.sgml : 20190220 20190220171855 ACCESSION NUMBER: 0001209191-19-011668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Louvet Eric CENTRAL INDEX KEY: 0001767913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 19619391 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-15 0 0000851310 HARMONIC INC HLIT 0001767913 Louvet Eric 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP Sales NA & APAC Common Stock 2019-02-15 4 M 0 1250 0.00 A 53702 D Common Stock 2019-02-15 4 F 0 507 5.49 D 53195 D Common Stock 2019-02-15 4 M 0 16667 0.00 A 69862 D Common Stock 2019-02-15 4 F 0 6116 5.49 D 63746 D Restricted Stock Units 0.00 2019-02-15 4 M 0 1250 0.00 D 2018-02-15 2019-02-15 Common Stock 1250 0 D Restricted Stock Units 0.00 2019-02-15 4 M 0 16667 0.00 D 2019-02-15 2021-02-15 Common Stock 16667 33333 D These shares of common stock were acquired upon the vesting of restricted stock units on February 15, 2019. These restricted stock units were initially granted to the Reporting Person on May 12, 2017, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. These shares of common stock were acquired upon the vesting of restricted stock units on February 15, 2019. These restricted stock units were initially granted to the Reporting Person on March 20, 2018, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2019-02-20