0001209191-19-009635.txt : 20190213 0001209191-19-009635.hdr.sgml : 20190213 20190213163017 ACCESSION NUMBER: 0001209191-19-009635 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190206 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Louvet Eric CENTRAL INDEX KEY: 0001767913 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 19597720 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-02-06 0 0000851310 HARMONIC INC HLIT 0001767913 Louvet Eric 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP Sales NA & APAC Common Stock 52452 D Restricted Stock Units 0.00 2017-03-01 2020-03-01 Common Stock 45000 D Restricted Stock Units 0.00 2018-02-15 2019-02-15 Common Stock 1250 D Restricted Stock Units 0.00 2019-02-15 2021-02-15 Common Stock 50000 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Twenty five percent of the shares subject to the restricted stock units vested on March 1, 2017 and on March 1, 2018, and twenty five percent of the shares subject to the restricted stock units vest annually thereafter so as to be 100% vested on March 1, 2020. Fifty percent of the Shares subject to the Restricted Stock Units vested on February 15, 2018, and twenty five percent of the Restricted Stock Units are scheduled to vest quarterly thereafter so as to be 100% vested on February 15, 2019. Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest February 15, 2019, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2021. /s/ Laura Donovan By Laura Donovan, Attorney-in-Fact 2019-02-13