0001209191-19-009635.txt : 20190213
0001209191-19-009635.hdr.sgml : 20190213
20190213163017
ACCESSION NUMBER: 0001209191-19-009635
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190206
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Louvet Eric
CENTRAL INDEX KEY: 0001767913
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 19597720
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-02-06
0
0000851310
HARMONIC INC
HLIT
0001767913
Louvet Eric
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP Sales NA & APAC
Common Stock
52452
D
Restricted Stock Units
0.00
2017-03-01
2020-03-01
Common Stock
45000
D
Restricted Stock Units
0.00
2018-02-15
2019-02-15
Common Stock
1250
D
Restricted Stock Units
0.00
2019-02-15
2021-02-15
Common Stock
50000
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Twenty five percent of the shares subject to the restricted stock units vested on March 1, 2017 and on March 1, 2018, and twenty five percent of the shares subject to the restricted stock units vest annually thereafter so as to be 100% vested on March 1, 2020.
Fifty percent of the Shares subject to the Restricted Stock Units vested on February 15, 2018, and twenty five percent of the Restricted Stock Units are scheduled to vest quarterly thereafter so as to be 100% vested on February 15, 2019.
Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest February 15, 2019, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until 100% vested as of February 15, 2021.
/s/ Laura Donovan
By Laura Donovan, Attorney-in-Fact
2019-02-13