0001209191-18-062958.txt : 20181217 0001209191-18-062958.hdr.sgml : 20181217 20181217164220 ACCESSION NUMBER: 0001209191-18-062958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 181238544 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-14 0 0000851310 HARMONIC INC HLIT 0001112671 SWENSON SUSAN 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2018-12-14 4 M 0 30000 4.24 A 152444 D Common Stock 2018-12-14 4 S 0 30000 5.1842 D 122444 D Stock Option/Right to Buy 4.24 2018-12-14 4 M 0 30000 4.24 D 2012-03-29 2019-07-30 Common Stock 30000 0 D These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 14, 2018. The option was initially granted to the Reporting Person on 7/30/2012, and was identified on a Form 4 filed by the Reporting Person on 8/1/2012. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2018-12-17