0001209191-18-059357.txt : 20181119 0001209191-18-059357.hdr.sgml : 20181119 20181119200832 ACCESSION NUMBER: 0001209191-18-059357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalra Sanjay CENTRAL INDEX KEY: 0001504670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 181193996 MAIL ADDRESS: STREET 1: HARMONIC INC. STREET 2: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-15 0 0000851310 HARMONIC INC HLIT 0001504670 Kalra Sanjay 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2018-11-15 4 M 0 1375 0.00 A 73820 D Common Stock 2018-11-15 4 F 0 475 6.05 D 73345 D Restricted Stock Units 0.00 2018-11-15 4 M 0 1375 0.00 D 2018-02-15 2019-02-15 Common Stock 1375 1375 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2018-11-19