0001209191-18-055761.txt : 20181019 0001209191-18-055761.hdr.sgml : 20181019 20181019182408 ACCESSION NUMBER: 0001209191-18-055761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181018 FILED AS OF DATE: 20181019 DATE AS OF CHANGE: 20181019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clifford Deborah CENTRAL INDEX KEY: 0001756365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 181131287 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-18 0 0000851310 HARMONIC INC HLIT 0001756365 Clifford Deborah 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Restricted Stock Units 0.00 2018-10-18 4 A 0 29795 0.00 A 2019-10-18 2021-10-18 Common Stock 29795 29795 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in three equal parts on October 18, 2019, October 18, 2020, and October 18, 2021. Vested shares will be delivered to the reporting person on or immediately following each vest date. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2018-10-19