0001209191-18-047336.txt : 20180817 0001209191-18-047336.hdr.sgml : 20180817 20180817161050 ACCESSION NUMBER: 0001209191-18-047336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren Timothy CENTRAL INDEX KEY: 0001731241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 181025893 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-15 0 0000851310 HARMONIC INC HLIT 0001731241 Warren Timothy 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and CTO, Video Products Common Stock 2018-08-15 4 M 0 6250 0.00 A 310361 D Common Stock 2018-08-15 4 M 0 15910 0.00 A 326271 D Restricted Stock Unit 0.00 2018-08-15 4 M 0 6250 0.00 D 2018-02-15 2019-02-15 Common Stock 6250 12500 D These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018. /s/ Laura Donovan By Attorney-in-Fact Laura Donovan 2018-08-17