0001209191-18-047336.txt : 20180817
0001209191-18-047336.hdr.sgml : 20180817
20180817161050
ACCESSION NUMBER: 0001209191-18-047336
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180815
FILED AS OF DATE: 20180817
DATE AS OF CHANGE: 20180817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warren Timothy
CENTRAL INDEX KEY: 0001731241
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 181025893
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-15
0
0000851310
HARMONIC INC
HLIT
0001731241
Warren Timothy
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP and CTO, Video Products
Common Stock
2018-08-15
4
M
0
6250
0.00
A
310361
D
Common Stock
2018-08-15
4
M
0
15910
0.00
A
326271
D
Restricted Stock Unit
0.00
2018-08-15
4
M
0
6250
0.00
D
2018-02-15
2019-02-15
Common Stock
6250
12500
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.
These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018.
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018.
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2018-08-17