0001209191-18-047332.txt : 20180817
0001209191-18-047332.hdr.sgml : 20180817
20180817160939
ACCESSION NUMBER: 0001209191-18-047332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180815
FILED AS OF DATE: 20180817
DATE AS OF CHANGE: 20180817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 181025883
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-15
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2018-08-15
4
M
0
1375
0.00
A
55851
D
Common Stock
2018-08-15
4
F
0
475
5.25
D
55376
D
Common Stock
2018-08-15
4
M
0
16923
0.00
A
72299
D
Common Stock
2018-08-15
4
F
0
5851
5.25
D
66448
D
Restricted Stock Unit
0.00
2018-08-15
4
M
0
1375
0.00
D
2018-02-15
2019-02-15
Common Stock
1375
2750
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018.
Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/2/2018.
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2018-08-17