0001209191-18-037207.txt : 20180612 0001209191-18-037207.hdr.sgml : 20180612 20180612160726 ACCESSION NUMBER: 0001209191-18-037207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180608 FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDERSEN WILLIAM F CENTRAL INDEX KEY: 0001124476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 18894520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-08 1 0000851310 HARMONIC INC HLIT 0001124476 REDDERSEN WILLIAM F 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2018-06-08 4 M 0 9040 0.00 A 208614 D Restricted Stock Unit 0.00 2018-06-08 4 M 0 9040 0.00 D 2018-06-08 2018-06-08 Common Stock 9040 0 D Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. In connection with Mr. Reddersen not standing for re-election at the Company's annual meeting of stockholders held on June 8, 2018 and retiring from the Company's board of directors, the vesting for Mr. Reddersen's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 8, 2018. The grant was made on March 9, 2018 and reported in a Form 4 filed by the individual on March 12, 2018. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2018-06-12