0001209191-18-037205.txt : 20180612
0001209191-18-037205.hdr.sgml : 20180612
20180612160423
ACCESSION NUMBER: 0001209191-18-037205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180609
FILED AS OF DATE: 20180612
DATE AS OF CHANGE: 20180612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 18894476
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-09
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2018-06-09
4
M
0
16667
0.00
A
58739
D
Common Stock
2018-06-09
4
F
0
5763
4.25
D
52976
D
Restricted Stock Units
0.00
2018-06-09
4
M
0
16667
0.00
D
2018-06-09
2020-06-09
Common Stock
16667
33333
D
These shares of common stock were acquired upon the vesting of restricted stock units on 6/9/2018. These restricted stock units were initially granted to the Reporting Person on 6/9/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2018-06-12