0001209191-18-027745.txt : 20180503 0001209191-18-027745.hdr.sgml : 20180503 20180503172707 ACCESSION NUMBER: 0001209191-18-027745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren Timothy CENTRAL INDEX KEY: 0001731241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 18805077 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-01 0 0000851310 HARMONIC INC HLIT 0001731241 Warren Timothy 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and CTO, Video Products Common Stock 2018-05-01 4 M 0 3125 0.00 A 293236 D Restricted Stock Units 0.00 2018-05-01 4 M 0 3125 0.00 D 2017-08-01 2018-08-01 Common Stock 3125 3125 D These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2018. These restricted stock units were were identified on a Form 3 filed by the Reporting Person on 2/15/2018. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2018-05-03