0001209191-17-061507.txt : 20171117 0001209191-17-061507.hdr.sgml : 20171117 20171117163810 ACCESSION NUMBER: 0001209191-17-061507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 171211509 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and GM, Edge Business Common Stock 2017-11-15 4 M 0 4012 0.00 A 74045 D Common Stock 2017-11-15 4 M 0 17142 0.00 A 91187 D Restricted Stock Unit 0.00 2017-11-15 4 M 0 4012 0.00 D 2017-02-15 2018-02-15 Common Stock 4012 4012 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2017-11-17