0001209191-17-059203.txt : 20171103
0001209191-17-059203.hdr.sgml : 20171103
20171103165649
ACCESSION NUMBER: 0001209191-17-059203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalra Sanjay
CENTRAL INDEX KEY: 0001504670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 171177186
MAIL ADDRESS:
STREET 1: HARMONIC INC.
STREET 2: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-01
0
0000851310
HARMONIC INC
HLIT
0001504670
Kalra Sanjay
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2017-11-01
4
M
0
10000
0.00
A
10000
D
Common Stock
2017-11-02
4
S
0
3777
3.70
D
6223
D
Restricted Stock Unit
0.00
2017-11-01
4
M
0
10000
0.00
D
2017-11-01
2019-11-01
Common Stock
10000
20000
D
These shares of common stock were acquired upon the vesting of restricted stock units on 11/1/2017. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017.
Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2017-11-03