0001209191-17-033680.txt : 20170518 0001209191-17-033680.hdr.sgml : 20170518 20170518173656 ACCESSION NUMBER: 0001209191-17-033680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVERT HAROLD L CENTRAL INDEX KEY: 0001229072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 17855860 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-17 0 0000851310 HARMONIC INC HLIT 0001229072 COVERT HAROLD L 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2017-05-17 4 M 0 864 3.14 A 1679 D Common Stock 2017-05-17 4 S 0 864 5.00 D 815 D Common Stock 2017-05-17 4 S 0 815 5.00 D 0 D Stock Option/Right to Buy 3.14 2017-05-17 2017-05-17 4 M 0 864 3.14 D 2017-02-15 2023-03-14 Common Stock 864 18150 D These shares of common stock were acquired upon the exercise of stock options on 5/17/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2017-05-18