0001209191-17-028552.txt : 20170428 0001209191-17-028552.hdr.sgml : 20170428 20170428115510 ACCESSION NUMBER: 0001209191-17-028552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVERT HAROLD L CENTRAL INDEX KEY: 0001229072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 17793028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-27 0 0000851310 HARMONIC INC HLIT 0001229072 COVERT HAROLD L 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2017-04-27 4 M 0 18333 0.00 A 18333 D Common Stock 2017-04-27 4 F 0 6889 5.70 D 11444 D Restricted Stock Unit 0.00 2017-04-27 2017-04-27 4 M 0 18333 0.00 D 2016-10-27 2018-10-27 Common Stock 55001 0 D These shares of common stock were acquired upon the vesting of restricted stock units on 4/27/2017. These restricted stock units were initially granted to the Reporting Person on 11/2/2015, and were identified on a Form 4 filed by the Reporting Person on 11/3/2015. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2017-04-28