0001209191-17-018006.txt : 20170303
0001209191-17-018006.hdr.sgml : 20170303
20170303183935
ACCESSION NUMBER: 0001209191-17-018006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 17665952
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-01
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2017-03-01
4
M
0
19689
0.00
A
133979
D
Common Stock
2017-03-01
4
F
0
7639
5.90
D
126340
D
Common Stock
2017-03-02
4
M
0
10369
3.14
A
136709
D
Common Stock
2017-03-02
4
S
0
10369
5.7167
D
126340
D
Common Stock
2017-03-02
4
S
0
104631
5.7226
D
21709
D
Common Stock
2017-03-03
4
S
0
10000
5.7215
D
11709
D
Common Stock
2017-03-03
4
S
0
11709
5.6784
D
0
D
Restricted Stock Unit
0.00
2017-03-01
2017-03-01
4
M
0
19689
0.00
D
2016-11-15
2017-03-01
Common Stock
19689
0
D
Stock Option/Right to buy
3.14
2017-03-02
2017-03-02
4
M
0
10369
3.14
D
2016-02-15
2023-03-14
Common Stock
10369
20742
D
These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the exercise of stock options on 3/2/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2017-03-03