0001209191-17-012125.txt : 20170217 0001209191-17-012125.hdr.sgml : 20170217 20170217163317 ACCESSION NUMBER: 0001209191-17-012125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 17621832 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and GM, Edge Business Common Stock 2017-02-15 4 M 0 4100 0.00 A 42426 D Common Stock 2017-02-15 4 M 0 16047 0.00 A 58473 D Restricted Stock Unit 0.00 2017-02-15 4 M 0 4100 0.00 D 2016-02-15 2018-02-15 Common Stock 4100 8199 D Restricted Stock 0.00 2017-02-15 4 M 0 16047 0.00 D 2017-02-15 2018-02-15 Common Stock 16047 16048 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2017-02-17