0001209191-17-003443.txt : 20170111
0001209191-17-003443.hdr.sgml : 20170111
20170111184233
ACCESSION NUMBER: 0001209191-17-003443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170111
FILED AS OF DATE: 20170111
DATE AS OF CHANGE: 20170111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOOKABAUGH TOM
CENTRAL INDEX KEY: 0001466829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 17523734
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-11
0
0000851310
HARMONIC INC
HLIT
0001466829
LOOKABAUGH TOM
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
0
0
0
Restricted Stock Units
0.00
2017-01-11
4
A
0
23529
0.00
A
2018-01-11
2018-01-11
Common Stock
23529
15831
D
Stock Option/Right to buy
5.10
2017-01-11
4
A
0
30000
5.10
A
2017-02-11
2020-01-11
Common Stock
30000
30000
D
Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018.
The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2017-01-11