0001209191-16-151046.txt : 20161117
0001209191-16-151046.hdr.sgml : 20161117
20161117201755
ACCESSION NUMBER: 0001209191-16-151046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spriester Bart
CENTRAL INDEX KEY: 0001633975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 162006310
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-15
0
0000851310
HARMONIC INC
HLIT
0001633975
Spriester Bart
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP, Video Products
Common Stock
2016-11-15
4
M
0
2895
0.00
A
39554
D
Common Stock
2016-11-15
4
F
0
1087
4.60
D
38471
D
Restricted Stock Unit
0.00
2016-11-15
4
M
0
2895
0.00
D
2016-11-15
2017-03-01
Common Stock
2895
18334
D
These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2016-11-17