0001209191-16-147192.txt : 20161027
0001209191-16-147192.hdr.sgml : 20161027
20161027183216
ACCESSION NUMBER: 0001209191-16-147192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20161027
DATE AS OF CHANGE: 20161027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161956591
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-27
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2016-10-27
4
M
0
36666
0.00
A
122306
D
Common Stock
2016-10-27
4
F
0
13779
4.85
D
108527
D
Restricted Stock Unit
0.00
2016-10-27
4
M
0
36666
0.00
D
2016-10-27
2018-10-27
Common Stock
36666
73334
D
These shares of common stock were acquired upon the vesting of restricted stock units on 10/27/2016. These restricted stock units were initially granted to the Reporting Person on 11/3/2015, and were identified on a Form 4 filed by the Reporting Person on 11/5/2015.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2016-10-27