0001209191-16-140365.txt : 20160907
0001209191-16-140365.hdr.sgml : 20160907
20160907120955
ACCESSION NUMBER: 0001209191-16-140365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spriester Bart
CENTRAL INDEX KEY: 0001633975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161872826
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-02
0
0000851310
HARMONIC INC
HLIT
0001633975
Spriester Bart
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP, Video Products
Common Stock
2016-09-02
4
M
0
25000
0.00
A
46058
D
Common Stock
2016-09-02
4
F
0
9395
5.10
D
36663
D
Restricted Stock Units
0.00
2016-09-02
4
M
0
25000
0.00
D
2015-09-02
2016-09-02
Common Stock
25000
0
D
These shares of common stock were acquired upon the vesting of restricted stock units on September 2, 2016. These restricted stock units were initially granted to the Reporting Person on September 6, 2014, and were identified on a Form 3 filed by the Reporting Person on February 4, 2015.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2016-09-07