0001209191-16-138329.txt : 20160823
0001209191-16-138329.hdr.sgml : 20160823
20160823164204
ACCESSION NUMBER: 0001209191-16-138329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ben-Natan Nimrod
CENTRAL INDEX KEY: 0001399157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161847558
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-19
0
0000851310
HARMONIC INC
HLIT
0001399157
Ben-Natan Nimrod
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP and GM, Edge Business
Restricted Stock Units
0.00
2016-08-19
4
A
0
32190
0.00
A
2016-11-15
2017-03-01
Common Stock
32190
32190
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Up to approximately 24% of the RSUs may vest based on performance against the fiscal Q3 2016 financial targets for the Company and the Cable Edge business, as determined by the Compensation Committee of the Company on or before November 15, 2016, and up to approximately 76% of the RSUs may vest based on performance against the fiscal Q4 2016 and full year 2016 financial targets and strategic objectives for the Company and the Cable Edge business, as determined by the Compensation Committee on or before March 1, 2017.
/s/ Laura Donovan
By Attorney-in-Fact:
Laura Donovan
2016-08-23