0001209191-16-138328.txt : 20160823
0001209191-16-138328.hdr.sgml : 20160823
20160823164118
ACCESSION NUMBER: 0001209191-16-138328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161847552
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-19
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Restricted Stock Units
0.00
2016-08-19
4
A
0
33118
0.00
A
2016-11-15
2017-03-01
Common Stock
33118
33118
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Up to approximately 40% of the RSUs may vest based on performance against the Company's fiscal Q3 2016 financial targets, as determined by the Compensation Committee of the Company on or before November 15, 2016, and up to approximately 60% of the RSUs may vest based on performance against the Company's fiscal Q4 2016 and full year 2016 financial targets, as determined by the Compensation Committee on or before March 1, 2017.
/s/ Laura Donovan
By Attorney-in-Fact:
Laura Donovan
2016-08-23