0001209191-16-099454.txt : 20160217
0001209191-16-099454.hdr.sgml : 20160217
20160217180540
ACCESSION NUMBER: 0001209191-16-099454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160215
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161435389
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-15
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2016-02-15
4
M
0
13750
0.00
A
459977
D
Common Stock
2016-02-15
4
F
0
5992
3.19
D
453985
D
Common Stock
2016-02-15
4
M
0
13125
0.00
A
467110
D
Common Stock
2016-02-15
4
F
0
5135
3.19
D
461975
D
Common Stock
2016-02-15
4
M
0
24000
0.00
A
485975
D
Common Stock
2016-02-15
4
F
0
8862
3.19
D
477113
D
Restricted Stock Units
0.00
2016-02-15
4
M
0
13750
0.00
D
2013-02-15
2016-02-15
Common Stock
13750
0
D
Restricted Stock Units
0.00
2016-02-15
4
M
0
13125
0.00
D
2014-02-15
2016-02-15
Common Stock
13125
0
D
Restricted Stock Units
0.00
2016-02-15
4
M
0
24000
0.00
D
2016-02-15
2018-02-15
Common Stock
24000
36000
D
Restricted Stock Units
0.00
2016-02-15
4
J
0
60000
0.00
D
2016-02-15
2016-02-15
Common Stock
0
0
D
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2016. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2016. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2016. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.
Zero percent of the shares of common stock subject to performance based restricted stock units were released on 2/15/2016. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2016-02-17