0001209191-16-097991.txt : 20160212
0001209191-16-097991.hdr.sgml : 20160212
20160212153952
ACCESSION NUMBER: 0001209191-16-097991
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160202
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 161418505
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-02-02
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Sr. Vice President, R&D
Holding
39935
D
Stock Option/Right to buy
9.69
2012-02-15
2018-03-04
Common Stock
65000
D
Stock Option/Right to buy
6.14
2013-02-15
2019-02-28
Common Stock
80000
D
Restricted Stock Units
0.00
2013-02-15
2016-02-15
Common Stock
5625
D
Stock Option/Right to buy
5.78
2014-02-15
2020-03-15
Common Stock
120000
D
Stock Option/Right to buy
6.49
2015-02-15
2021-03-14
Common Stock
100000
D
Restricted Stock Units
0.00
2015-02-15
2016-02-15
Common Stock
6250
D
Stock Option/Right to buy
7.58
2016-02-15
2022-03-13
Common Stock
80000
D
Restricted Stock Units
0.00
2016-02-15
2018-02-15
Common Stock
27333
D
Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vests monthly thereafter.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2016.
Twenty-five percent of the Shares subject to the Option will vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vests monthly thereafter.
Forty percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2016, and fifteen percent of the restricted stock units are scheduled to vest semi-annually thereafter so as to be 100% vested on February 15, 2018.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2016-02-12