0001209191-15-078683.txt : 20151109 0001209191-15-078683.hdr.sgml : 20151109 20151105160546 ACCESSION NUMBER: 0001209191-15-078683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151103 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVERT HAROLD L CENTRAL INDEX KEY: 0001229072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 151200584 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-03 0 0000851310 HARMONIC INC HLIT 0001229072 COVERT HAROLD L 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2015-11-03 4 M 0 10923 0.00 A 85640 D Restricted Stock Units 0.00 2015-11-03 4 M 0 10923 0.00 D 2015-11-03 2015-11-03 Common Stock 10923 0 D These shares of common stock were acquired upon the vesting of restricted stock units ("RSUs") on 11/3/2015. The Board of Directors of the Issuer approved vesting a prorated amount of RSUs in connection with Harold Covert's resignation from the Board in order to assume the office of CFO of the Issuer. These restricted stock units were initially granted to the recipient on 3/13/2015, and were identified on a Form 4 filed 3/17/2015. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2015-11-05