0001209191-15-078683.txt : 20151109
0001209191-15-078683.hdr.sgml : 20151109
20151105160546
ACCESSION NUMBER: 0001209191-15-078683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151103
FILED AS OF DATE: 20151105
DATE AS OF CHANGE: 20151105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 151200584
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-03
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2015-11-03
4
M
0
10923
0.00
A
85640
D
Restricted Stock Units
0.00
2015-11-03
4
M
0
10923
0.00
D
2015-11-03
2015-11-03
Common Stock
10923
0
D
These shares of common stock were acquired upon the vesting of restricted stock units ("RSUs") on 11/3/2015. The Board of Directors of the Issuer approved vesting a prorated amount of RSUs in connection with Harold Covert's resignation from the Board in order to assume the office of CFO of the Issuer. These restricted stock units were initially granted to the recipient on 3/13/2015, and were identified on a Form 4 filed 3/17/2015.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2015-11-05