0001209191-15-078015.txt : 20151103
0001209191-15-078015.hdr.sgml : 20151103
20151103153847
ACCESSION NUMBER: 0001209191-15-078015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151103
DATE AS OF CHANGE: 20151103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVERT HAROLD L
CENTRAL INDEX KEY: 0001229072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 151193574
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-02
0
0000851310
HARMONIC INC
HLIT
0001229072
COVERT HAROLD L
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Restricted Stock Units
0.00
2015-11-02
4
A
0
110000
0.00
A
2016-10-27
2018-10-27
Common Stock
110000
110000
D
Stock Option
5.80
2015-11-02
4
A
0
220000
5.80
A
2016-10-27
2022-11-02
Common Stock
220000
220000
D
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest twelve months after the Vesting Commencement Date of October 27, 2015; approximately 16.66% of the remaining Restricted Stock Units will vest each six months thereafter.
Stock Option/Right to Buy
One third (33.33%) of the Shares subject to the Options are scheduled to vest twelve months after the Vesting Commencement Date of October 27, 2015; the remaining balance of the options will vest over the next two year period with vesting occurring in equal monthly installments.
/s/ Laura Donovan
By Attorney-in-Fact Laura Donovan
2015-11-03