0001209191-15-069643.txt : 20150904 0001209191-15-069643.hdr.sgml : 20150904 20150904155925 ACCESSION NUMBER: 0001209191-15-069643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150902 FILED AS OF DATE: 20150904 DATE AS OF CHANGE: 20150904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spriester Bart CENTRAL INDEX KEY: 0001633975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 151094609 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-02 0 0000851310 HARMONIC INC HLIT 0001633975 Spriester Bart 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP, Video Products Common Stock 2015-09-02 4 M 0 25000 0.00 A 25000 D Common Stock 2015-09-02 4 F 0 9478 5.70 D 15522 D Restricted Stock Units 0.00 2015-09-02 4 M 0 25000 0.00 D 2015-09-02 2016-09-02 Common Stock 25000 25000 D These shares of common stock were acquired upon the vesting of restricted stock units on September 2, 2015. These restricted stock units were initially granted to the Reporting Person on September 6, 2014, and were identified on a Form 3 filed by the Reporting Person on February 4, 2015. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2015-09-04