0001209191-15-015260.txt : 20150219
0001209191-15-015260.hdr.sgml : 20150219
20150218160945
ACCESSION NUMBER: 0001209191-15-015260
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150215
FILED AS OF DATE: 20150218
DATE AS OF CHANGE: 20150218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stromeyer George
CENTRAL INDEX KEY: 0001579161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 15628075
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-15
0
0000851310
HARMONIC INC
HLIT
0001579161
Stromeyer George
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP of Worldwide Sales
Common Stock
2015-02-15
4
M
0
11250
0.00
A
42650
D
Common Stock
2015-02-15
4
F
0
4473
7.90
D
38177
D
Restricted Stock Units
0.00
2015-02-15
4
M
0
11250
0.00
D
2015-02-15
2016-02-15
Common Stock
11250
11250
D
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/14/2014, and were identified on a Form 4 filed by the Reporting Person on 3/18/2014.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
This balance of shares includes 1,223 shares of common stock acquired by the Reporting Person in the company employee stock purchase plan purchase of July 1, 2014, and 1,451 shares of common stock acquired by the Reporting Person in the Harmonic employee stock purchase plan purchase of January 2, 2015.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2015-02-18