0001209191-15-015260.txt : 20150219 0001209191-15-015260.hdr.sgml : 20150219 20150218160945 ACCESSION NUMBER: 0001209191-15-015260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150215 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromeyer George CENTRAL INDEX KEY: 0001579161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 15628075 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-15 0 0000851310 HARMONIC INC HLIT 0001579161 Stromeyer George 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP of Worldwide Sales Common Stock 2015-02-15 4 M 0 11250 0.00 A 42650 D Common Stock 2015-02-15 4 F 0 4473 7.90 D 38177 D Restricted Stock Units 0.00 2015-02-15 4 M 0 11250 0.00 D 2015-02-15 2016-02-15 Common Stock 11250 11250 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/14/2014, and were identified on a Form 4 filed by the Reporting Person on 3/18/2014. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. This balance of shares includes 1,223 shares of common stock acquired by the Reporting Person in the company employee stock purchase plan purchase of July 1, 2014, and 1,451 shares of common stock acquired by the Reporting Person in the Harmonic employee stock purchase plan purchase of January 2, 2015. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2015-02-18