0001209191-15-014344.txt : 20150218 0001209191-15-014344.hdr.sgml : 20150216 20150217141249 ACCESSION NUMBER: 0001209191-15-014344 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150204 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ben-Natan Nimrod CENTRAL INDEX KEY: 0001399157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 15620894 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-02-04 0 0000851310 HARMONIC INC HLIT 0001399157 Ben-Natan Nimrod 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP and GM, Edge Business Common Stock 26250 D Right to buy/stock option 8.17 2009-04-01 2015-05-15 Common Stock 29168 D Right to buy/stock option 6.14 2011-02-15 2017-02-19 Common Stock 11375 D Right to buy/stock option 9.69 2012-02-15 2018-03-04 Common Stock 60000 D Right to buy/stock option 6.14 2013-02-15 2019-02-28 Common Stock 65000 D Restricted stock units 0.00 2013-02-15 2016-02-15 Common Stock 10000 D Right to buy/stock option 5.78 2014-02-15 2020-03-15 Common Stock 97500 D Right to buy/stock option 6.49 2015-02-15 2021-03-14 Common Stock 100000 D Restricted stock units 0.00 2015-02-15 2016-02-15 Common Stock 12500 D Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter. Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vests monthly thereafter. Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. The shares subject to the restricted stock units are scheduled to vest in equal parts on August 15, 2015 and February 15, 2016. /s/ Laura Donovan By: Attorney-in-fact Laura Donovan 2015-02-17