0001209191-15-014344.txt : 20150218
0001209191-15-014344.hdr.sgml : 20150216
20150217141249
ACCESSION NUMBER: 0001209191-15-014344
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150204
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ben-Natan Nimrod
CENTRAL INDEX KEY: 0001399157
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 15620894
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-02-04
0
0000851310
HARMONIC INC
HLIT
0001399157
Ben-Natan Nimrod
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP and GM, Edge Business
Common Stock
26250
D
Right to buy/stock option
8.17
2009-04-01
2015-05-15
Common Stock
29168
D
Right to buy/stock option
6.14
2011-02-15
2017-02-19
Common Stock
11375
D
Right to buy/stock option
9.69
2012-02-15
2018-03-04
Common Stock
60000
D
Right to buy/stock option
6.14
2013-02-15
2019-02-28
Common Stock
65000
D
Restricted stock units
0.00
2013-02-15
2016-02-15
Common Stock
10000
D
Right to buy/stock option
5.78
2014-02-15
2020-03-15
Common Stock
97500
D
Right to buy/stock option
6.49
2015-02-15
2021-03-14
Common Stock
100000
D
Restricted stock units
0.00
2015-02-15
2016-02-15
Common Stock
12500
D
Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vests monthly thereafter.
Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
The shares subject to the restricted stock units are scheduled to vest in equal parts on August 15, 2015 and February 15, 2016.
/s/ Laura Donovan
By: Attorney-in-fact Laura Donovan
2015-02-17