0001209191-15-009637.txt : 20150204
0001209191-15-009637.hdr.sgml : 20150204
20150204210948
ACCESSION NUMBER: 0001209191-15-009637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150203
FILED AS OF DATE: 20150204
DATE AS OF CHANGE: 20150204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bonasera Charles
CENTRAL INDEX KEY: 0001380568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 15577239
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-03
0
0000851310
HARMONIC INC
HLIT
0001380568
Bonasera Charles
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP, Operations and Quality
Common Stock
2015-02-03
4
M
0
22500
5.63
A
31083
D
Common Stock
2015-02-03
4
S
0
22500
7.7233
D
8583
D
Common Stock
2015-02-03
4
M
0
7697
5.78
A
16280
D
Common Stock
2015-02-03
4
S
0
7697
7.78
D
8583
D
Common Stock
2015-02-04
4
M
0
15662
5.78
A
24245
D
Common Stock
2015-02-04
4
S
0
15662
7.78
D
8583
D
Right to buy
5.63
2015-02-03
4
M
0
22500
5.63
D
2010-02-15
2016-02-24
Common Stock
22500
22500
D
Right to buy
5.78
2015-02-03
4
M
0
7697
5.78
D
2014-02-15
2020-03-15
Common Stock
7697
89803
D
Right to buy
5.78
2015-02-04
4
M
0
15662
5.78
D
2014-02-15
2020-03-15
Common Stock
15662
74141
D
Per 10b5-1 Plan dated December 12, 2014.
These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
/s/ Laura A. Donovan
By Attorney-in-Fact: Laura A. Donovan
2015-02-04