0001209191-15-009637.txt : 20150204 0001209191-15-009637.hdr.sgml : 20150204 20150204210948 ACCESSION NUMBER: 0001209191-15-009637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150203 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonasera Charles CENTRAL INDEX KEY: 0001380568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 15577239 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-03 0 0000851310 HARMONIC INC HLIT 0001380568 Bonasera Charles 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP, Operations and Quality Common Stock 2015-02-03 4 M 0 22500 5.63 A 31083 D Common Stock 2015-02-03 4 S 0 22500 7.7233 D 8583 D Common Stock 2015-02-03 4 M 0 7697 5.78 A 16280 D Common Stock 2015-02-03 4 S 0 7697 7.78 D 8583 D Common Stock 2015-02-04 4 M 0 15662 5.78 A 24245 D Common Stock 2015-02-04 4 S 0 15662 7.78 D 8583 D Right to buy 5.63 2015-02-03 4 M 0 22500 5.63 D 2010-02-15 2016-02-24 Common Stock 22500 22500 D Right to buy 5.78 2015-02-03 4 M 0 7697 5.78 D 2014-02-15 2020-03-15 Common Stock 7697 89803 D Right to buy 5.78 2015-02-04 4 M 0 15662 5.78 D 2014-02-15 2020-03-15 Common Stock 15662 74141 D Per 10b5-1 Plan dated December 12, 2014. These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013. These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013. /s/ Laura A. Donovan By Attorney-in-Fact: Laura A. Donovan 2015-02-04