0001209191-15-009539.txt : 20150204
0001209191-15-009539.hdr.sgml : 20150204
20150204180409
ACCESSION NUMBER: 0001209191-15-009539
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150202
FILED AS OF DATE: 20150204
DATE AS OF CHANGE: 20150204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 15576735
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-02
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Sr. Vice President, R&D
Common Stock
2015-02-02
4
M
0
78000
5.63
A
87560
D
Common Stock
2015-02-02
4
S
0
78000
7.6584
D
9560
D
Common Stock
2015-02-02
4
M
0
38000
6.41
A
47560
D
Common Stock
2015-02-02
4
S
0
38000
7.6584
D
9560
D
Common Stock
2015-02-03
4
M
0
30000
6.41
A
39560
D
Common Stock
2015-02-03
4
S
0
30000
7.7374
D
9560
D
Common Stock
2015-02-04
4
M
0
10000
6.41
A
19560
D
Common Stock
2015-02-04
4
S
0
10000
7.7652
D
9560
D
Right to buy
5.63
2015-02-02
4
M
0
78000
5.63
D
2010-02-15
2016-02-24
Common Stock
78000
0
D
Right to buy
6.41
2015-02-02
4
M
0
38000
6.41
D
2011-02-15
2017-02-19
Common Stock
38000
40000
D
Right to buy
6.41
2015-02-03
4
M
0
30000
6.41
D
2011-02-15
2017-02-19
Common Stock
30000
10000
D
Right to buy
6.41
2015-02-04
4
M
0
10000
6.41
D
2011-02-15
2017-02-19
Common Stock
10000
0
D
These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
Laura A. Donovan
By Attorney-in-Fact: Laura Donovan
2015-02-04