0001209191-15-009539.txt : 20150204 0001209191-15-009539.hdr.sgml : 20150204 20150204180409 ACCESSION NUMBER: 0001209191-15-009539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150202 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 15576735 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-02 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Sr. Vice President, R&D Common Stock 2015-02-02 4 M 0 78000 5.63 A 87560 D Common Stock 2015-02-02 4 S 0 78000 7.6584 D 9560 D Common Stock 2015-02-02 4 M 0 38000 6.41 A 47560 D Common Stock 2015-02-02 4 S 0 38000 7.6584 D 9560 D Common Stock 2015-02-03 4 M 0 30000 6.41 A 39560 D Common Stock 2015-02-03 4 S 0 30000 7.7374 D 9560 D Common Stock 2015-02-04 4 M 0 10000 6.41 A 19560 D Common Stock 2015-02-04 4 S 0 10000 7.7652 D 9560 D Right to buy 5.63 2015-02-02 4 M 0 78000 5.63 D 2010-02-15 2016-02-24 Common Stock 78000 0 D Right to buy 6.41 2015-02-02 4 M 0 38000 6.41 D 2011-02-15 2017-02-19 Common Stock 38000 40000 D Right to buy 6.41 2015-02-03 4 M 0 30000 6.41 D 2011-02-15 2017-02-19 Common Stock 30000 10000 D Right to buy 6.41 2015-02-04 4 M 0 10000 6.41 D 2011-02-15 2017-02-19 Common Stock 10000 0 D These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009. These shares of common stock were acquired upon the exercise of stock options on 2/2/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010. These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010. These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010. Laura A. Donovan By Attorney-in-Fact: Laura Donovan 2015-02-04