0001209191-14-039248.txt : 20140624 0001209191-14-039248.hdr.sgml : 20140624 20140605130236 ACCESSION NUMBER: 0001209191-14-039248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140605 DATE AS OF CHANGE: 20140605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromeyer George CENTRAL INDEX KEY: 0001579161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 14893110 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-03 0 0000851310 HARMONIC INC HLIT 0001579161 Stromeyer George 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP of Worldwide Sales Common Stock 2014-06-03 4 M 0 30000 0.00 A 30000 D Common Stock 2014-06-03 4 F 0 11274 7.25 D 18726 D Restricted Stock Units 0.00 2014-06-03 4 M 0 30000 0.00 D 2014-06-03 2015-06-03 Common Stock 30000 30000 D These shares of common stock were acquired upon the vesting of restricted stock units on 6/3/2014. These restricted stock units were initially granted to the Reporting Person on 6/14/2013, and were identified on a Form 4 filed by the Reporting Person on 6/14/2013. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2014-06-05