0001209191-14-021532.txt : 20140318
0001209191-14-021532.hdr.sgml : 20140318
20140318173605
ACCESSION NUMBER: 0001209191-14-021532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140314
FILED AS OF DATE: 20140318
DATE AS OF CHANGE: 20140318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVER CAROLYN V
CENTRAL INDEX KEY: 0001227773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 14702015
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-14
0
0000851310
HARMONIC INC
HLIT
0001227773
AVER CAROLYN V
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Restricted Stock Units
0.00
2014-03-14
4
A
0
28000
0.00
A
2015-02-15
2016-02-15
Common Stock
28000
28000
D
Right to buy
6.49
2014-03-14
4
A
0
117000
6.49
A
2015-02-15
2018-02-15
Common Stock
117000
117000
D
Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
Fifty percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2015, and twenty five percent of the restricted stock units are scheduled to vest semi-annually thereafter so as to be 100% vested on February 15, 2016.
Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest monthly thereafter.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2014-03-18