0001209191-14-013392.txt : 20140224 0001209191-14-013392.hdr.sgml : 20140224 20140224134811 ACCESSION NUMBER: 0001209191-14-013392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140221 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KVAMME FLOYD E CENTRAL INDEX KEY: 0001032451 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 14636328 MAIL ADDRESS: STREET 1: C/O POWER INTEGRATIONS STREET 2: 5245 HELLYER AVE CITY: SAN JOSE STATE: CA ZIP: 95138 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-21 0 0000851310 HARMONIC INC HLIT 0001032451 KVAMME FLOYD E 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2014-02-21 4 M 0 10000 6.40 A 616452 D Common Stock 2014-02-21 4 M 0 10000 6.40 A 626452 D Right to buy 6.40 2014-02-21 4 M 0 10000 6.40 D 2004-06-27 2014-05-27 Common Stock 10000 0 D Right to buy 6.40 2014-02-21 4 M 0 10000 6.40 D 2004-06-27 2014-05-27 Common Stock 10000 0 D These shares of common stock were acquired upon the exercise of stock options on 2/21/2014. These options were initially granted to the Reporting Person on 5/27/2004, and were identified on a Form 4 filed by the Reporting Person on 5/28/2004. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2014-02-24