0001209191-14-011945.txt : 20140219 0001209191-14-011945.hdr.sgml : 20140219 20140219175946 ACCESSION NUMBER: 0001209191-14-011945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140215 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084906242 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haltmayer Neven CENTRAL INDEX KEY: 0001380567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 14627081 MAIL ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-15 0 0000851310 HARMONIC INC HLIT 0001380567 Haltmayer Neven 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Sr. Vice President, R&D Common Stock 2014-02-15 4 M 0 5250 0.00 A 15183 D Common Stock 2014-02-15 4 F 0 2287 6.48 D 12896 D Common Stock 2014-02-15 4 M 0 4062 0.00 A 16958 D Common Stock 2014-02-15 4 F 0 1765 6.48 D 15193 D Common Stock 2014-02-15 4 M 0 5625 0.00 A 20818 D Common Stock 2014-02-15 4 F 0 2171 6.48 D 18647 D Common Stock 2014-02-15 4 M 0 11250 0.00 A 29897 D Common Stock 2014-02-15 4 F 0 4147 6.48 D 25750 D Restricted Stock Units 0.00 2014-02-15 4 M 0 5250 0.00 D 2011-02-15 2014-02-15 Common Stock 5250 0 D Restricted Stock Units 0.00 2014-02-15 4 M 0 4062 0.00 D 2012-02-15 2015-02-15 Common Stock 4062 8124 D Restricted Stock Units 0.00 2014-02-15 4 M 0 5625 0.00 D 2013-02-15 2016-02-15 Common Stock 5625 22500 D Restricted Stock Units 0.00 2014-02-15 4 M 0 11250 0.00 D 2014-02-15 2015-02-15 Common Stock 11250 11250 D These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2014-02-19