0001209191-14-011942.txt : 20140219
0001209191-14-011942.hdr.sgml : 20140219
20140219175744
ACCESSION NUMBER: 0001209191-14-011942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140215
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4084906242
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVER CAROLYN V
CENTRAL INDEX KEY: 0001227773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 14627071
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-15
0
0000851310
HARMONIC INC
HLIT
0001227773
AVER CAROLYN V
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2014-02-15
4
M
0
5000
0.00
A
93288
D
Common Stock
2014-02-15
4
F
0
2179
6.48
D
91109
D
Common Stock
2014-02-15
4
M
0
6875
0.00
A
97984
D
Common Stock
2014-02-15
4
F
0
2813
6.48
D
95171
D
Common Stock
2014-02-15
4
M
0
13750
0.00
A
108921
D
Common Stock
2014-02-15
4
F
0
5073
6.48
D
103848
D
Restricted Stock Units
0.00
2014-02-15
4
M
0
5000
0.00
D
2012-02-15
2015-02-15
Common Stock
5000
10000
D
Restricted Stock Units
0.00
2014-02-15
4
M
0
6875
0.00
D
2013-02-15
2016-02-15
Common Stock
6875
27500
D
Restricted Stock Units
0.00
2014-02-15
4
M
0
13750
0.00
D
2014-02-15
2015-02-15
Common Stock
13750
13750
D
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2014. These restricted stock units were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2014-02-19