0001209191-13-052759.txt : 20131118 0001209191-13-052759.hdr.sgml : 20131118 20131118130024 ACCESSION NUMBER: 0001209191-13-052759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AVER CAROLYN V CENTRAL INDEX KEY: 0001227773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 131226231 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-15 0 0000851310 HARMONIC INC HLIT 0001227773 AVER CAROLYN V 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2013-11-15 4 M 0 13750 0.00 A 93455 D Common Stock 2013-11-15 4 F 0 5167 7.44 D 88288 D Restricted Stock Units 0.00 2013-11-15 4 M 0 13750 0.00 D 2011-05-15 2014-05-15 Common Stock 13750 13750 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2013. These restricted stock units were initially granted to the Reporting Person on 6/1/2010, and were identified on a Form 4 filed by the Reporting Person on 6/3/2010. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2013-11-18