0001209191-13-041467.txt : 20130819
0001209191-13-041467.hdr.sgml : 20130819
20130819184631
ACCESSION NUMBER: 0001209191-13-041467
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130815
FILED AS OF DATE: 20130819
DATE AS OF CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVER CAROLYN V
CENTRAL INDEX KEY: 0001227773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 131049331
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-08-15
0
0000851310
HARMONIC INC
HLIT
0001227773
AVER CAROLYN V
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2013-08-15
4
M
0
5000
0.00
A
77292
D
Common Stock
2013-08-15
4
F
0
1879
7.60
D
75413
D
Common Stock
2013-08-15
4
M
0
6875
0.00
A
82288
D
Common Stock
2013-08-15
4
F
0
2583
7.60
D
79705
D
Restricted Stock Units
0.00
2013-08-15
4
M
0
5000
0.00
D
2012-02-15
2015-02-15
Common Stock
5000
15000
D
Restricted Stock Units
0.00
2013-08-15
4
M
0
6875
0.00
D
2013-02-15
2016-02-15
Common Stock
13750
34375
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2013. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2013. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2013-08-19