0001209191-13-041456.txt : 20130819
0001209191-13-041456.hdr.sgml : 20130819
20130819183531
ACCESSION NUMBER: 0001209191-13-041456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130815
FILED AS OF DATE: 20130819
DATE AS OF CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 131049307
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-08-15
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2013-08-15
4
M
0
13125
0.00
A
274498
D
Common Stock
2013-08-15
4
F
0
4932
7.60
D
269566
D
Common Stock
2013-08-15
4
M
0
10000
0.00
A
279566
D
Common Stock
2013-08-15
4
F
0
3758
7.60
D
275808
D
Common Stock
2013-08-15
4
M
0
13750
0.00
A
289558
D
Common Stock
2013-08-15
4
F
0
5167
7.60
D
284509
D
Restricted Stock Units
0.00
2013-08-15
4
M
0
13125
0.00
D
2011-02-15
2014-02-15
Common Stock
13125
13125
D
Restricted Stock Units
0.00
2013-08-15
4
M
0
10000
0.00
D
2012-02-15
2015-02-15
Common Stock
10000
30000
D
Restricted Stock Units
0.00
2013-08-15
4
M
0
13750
0.00
D
2013-02-15
2016-02-15
Common Stock
13750
68750
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2013. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/23/2010.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2013. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2013. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
This Form 4 restates the total securities held by the Reporting Person, which were underreported in the Reporting Person's previous Form 4 filings.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2013-08-19