0001209191-13-040903.txt : 20130815 0001209191-13-040903.hdr.sgml : 20130815 20130815162246 ACCESSION NUMBER: 0001209191-13-040903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130814 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON LEWIS CENTRAL INDEX KEY: 0001025161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 131042478 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-14 0 0000851310 HARMONIC INC HLIT 0001025161 SOLOMON LEWIS 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 1 Chairman Common Stock 2013-08-14 4 M 0 8650 0.00 A 102387 D Restricted Stock Unit (RSU) 0.00 2013-08-14 4 M 0 8650 0.00 D 2013-08-14 2013-08-14 Common Stock 8650 0 D These shares of common stock were acquired upon the partial vesting of restricted stock units granted on March 15, 2013, and reflect prorated vesting upon Mr. Solomon's retirement from the Harmonic Board of Directors effective August 14, 2013. These restricted stock units were previously identified on a Form 4 filed on March 19, 2013. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2013-08-15