0001209191-13-032283.txt : 20130614 0001209191-13-032283.hdr.sgml : 20130614 20130614170642 ACCESSION NUMBER: 0001209191-13-032283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130614 DATE AS OF CHANGE: 20130614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromeyer George CENTRAL INDEX KEY: 0001579161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 13914981 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-06-14 0 0000851310 HARMONIC INC HLIT 0001579161 Stromeyer George 4300 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SVP of Worldwide Sales Stock option/Right to buy 6.13 2013-06-14 4 A 0 100000 6.13 A 2014-06-03 2020-06-14 Common Stock 100000 100000 D Restricted Stock Units 0.00 2013-06-14 4 A 0 60000 0.00 A 2014-06-03 2015-06-03 Common Stock 60000 60000 D One third (33.33%) of the Shares subject to the Option are scheduled to vest on June 3, 2014, and the remaining Shares subject to the Option are scheduled to vest in equal monthly installments over the following two (2) year period. Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. Fifty percent of the shares subject to the restricted stock units are scheduled to vest on June 3, 2014, and the remaining fifty percent of the restricted stock units are scheduled to vest in full on June 3, 2015. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2013-06-14