0001209191-13-032283.txt : 20130614
0001209191-13-032283.hdr.sgml : 20130614
20130614170642
ACCESSION NUMBER: 0001209191-13-032283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130614
FILED AS OF DATE: 20130614
DATE AS OF CHANGE: 20130614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stromeyer George
CENTRAL INDEX KEY: 0001579161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 13914981
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-14
0
0000851310
HARMONIC INC
HLIT
0001579161
Stromeyer George
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
SVP of Worldwide Sales
Stock option/Right to buy
6.13
2013-06-14
4
A
0
100000
6.13
A
2014-06-03
2020-06-14
Common Stock
100000
100000
D
Restricted Stock Units
0.00
2013-06-14
4
A
0
60000
0.00
A
2014-06-03
2015-06-03
Common Stock
60000
60000
D
One third (33.33%) of the Shares subject to the Option are scheduled to vest on June 3, 2014, and the remaining Shares subject to the Option are scheduled to vest in equal monthly installments over the following two (2) year period.
Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
Fifty percent of the shares subject to the restricted stock units are scheduled to vest on June 3, 2014, and the remaining fifty percent of the restricted stock units are scheduled to vest in full on June 3, 2015.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2013-06-14