0001209191-13-017536.txt : 20130319 0001209191-13-017536.hdr.sgml : 20130319 20130319174406 ACCESSION NUMBER: 0001209191-13-017536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWENSON SUSAN CENTRAL INDEX KEY: 0001112671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 13702892 MAIL ADDRESS: STREET 1: C/O PALM INC STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116 CITY: SANTA CLARA STATE: CA ZIP: 95052 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-15 0 0000851310 HARMONIC INC HLIT 0001112671 SWENSON SUSAN 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Restricted Stock Units 0.00 2013-03-15 4 A 0 19031 0.00 A 2014-02-15 2014-02-15 Common Stock 19031 19031 D Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. The shares subject to these restricted stock units are scheduled to vest in full in one installment on February 15, 2014. Vested shares will be delivered to the reporting person on or immediately following February 15, 2014. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2013-03-19