0001209191-13-011754.txt : 20130226 0001209191-13-011754.hdr.sgml : 20130226 20130226172739 ACCESSION NUMBER: 0001209191-13-011754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KVAMME FLOYD E CENTRAL INDEX KEY: 0001032451 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 13643899 MAIL ADDRESS: STREET 1: C/O POWER INTEGRATIONS STREET 2: 5245 HELLYER AVE CITY: SAN JOSE STATE: CA ZIP: 95138 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-22 0 0000851310 HARMONIC INC HLIT 0001032451 KVAMME FLOYD E 4300 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 0 Common Stock 2013-02-22 4 M 0 10000 3.89 A 577421 D Common Stock 2013-02-22 4 M 0 10000 3.965 A 587421 D Right to buy 3.89 2013-02-22 4 M 0 10000 3.89 D 2003-06-22 2013-05-22 Common Stock 10000 0 D Right to buy 3.965 2013-02-22 4 M 0 10000 3.965 D 2006-07-28 2013-06-28 Common Stock 10000 0 D These shares of common stock were acquired upon the exercise of stock options on 2/22/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003. These shares of common stock were acquired upon the exercise of stock options on 2/22/2013. These options were initially granted to the Reporting Person on 6/28/2006, and were identified on a Form 4 filed by the Reporting Person on 6/29/2006. /s/ Laura Donovan By: Attorney-in-Fact Laura Donovan 2013-02-26