0001209191-12-053859.txt : 20121119 0001209191-12-053859.hdr.sgml : 20121119 20121119181804 ACCESSION NUMBER: 0001209191-12-053859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121115 FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMONIC INC CENTRAL INDEX KEY: 0000851310 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770201147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 549 BALTIC WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085422500 FORMER COMPANY: FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC DATE OF NAME CHANGE: 19950404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrington Mark CENTRAL INDEX KEY: 0001512682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25826 FILM NUMBER: 121215960 MAIL ADDRESS: STREET 1: 4300 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-15 0 0000851310 HARMONIC INC HLIT 0001512682 Carrington Mark 4300 NORTH FIRST ST. SAN JOSE CA 95134 0 1 0 0 Sr. VP of Worldwide Sales Common Stock 2012-11-15 4 A 0 1875 0.00 A 30856 D Common Stock 2012-11-15 4 F 0 687 4.32 D 30169 D Restricted Stock Units 0.00 2012-11-15 4 M 0 1875 0.00 D 2011-11-15 2014-11-15 Common Stock 1875 7500 D These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2012. These restricted stock units were initially granted to the Reporting Person on 11/30/2010, and were identified on a Form 3 filed by the Reporting Person on 2/14/2011. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan 2012-11-19