0001209191-12-053848.txt : 20121119
0001209191-12-053848.hdr.sgml : 20121119
20121119180310
ACCESSION NUMBER: 0001209191-12-053848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121115
FILED AS OF DATE: 20121119
DATE AS OF CHANGE: 20121119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AVER CAROLYN V
CENTRAL INDEX KEY: 0001227773
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 121215908
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-11-15
0
0000851310
HARMONIC INC
HLIT
0001227773
AVER CAROLYN V
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2012-11-15
4
A
0
13750
0.00
A
57614
D
Common Stock
2012-11-15
4
F
0
5043
4.02
D
52571
D
Restricted Stock Units
0.00
2012-11-15
4
M
0
13750
0.00
D
2011-05-15
2014-05-15
Common Stock
13750
41250
D
These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2012. These restricted stock units were initially granted to the Reporting Person on 6/1/2010, and were identified on a Form 4 filed by the Reporting Person on 6/3/2010.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2012-11-19