0001209191-12-042432.txt : 20120817
0001209191-12-042432.hdr.sgml : 20120817
20120817152947
ACCESSION NUMBER: 0001209191-12-042432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120815
FILED AS OF DATE: 20120817
DATE AS OF CHANGE: 20120817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haltmayer Neven
CENTRAL INDEX KEY: 0001380567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 121042570
MAIL ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-08-15
0
0000851310
HARMONIC INC
HLIT
0001380567
Haltmayer Neven
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Sr. Vice President, R&D
Common Stock
2012-08-15
4
A
0
5250
0.00
A
33146
D
Common Stock
2012-08-15
4
F
0
1925
4.42
D
31221
D
Common Stock
2012-08-15
4
A
0
5250
0.00
A
36471
D
Common Stock
2012-08-15
4
F
0
1925
4.42
D
34546
D
Common Stock
2012-08-15
4
A
0
4063
0.00
A
38609
D
Common Stock
2012-08-15
4
F
0
1490
4.42
D
37119
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
5250
0.00
D
2010-02-15
2013-02-15
Common Stock
5250
5250
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
5250
0.00
D
2011-02-15
2014-02-15
Common Stock
5250
15750
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
4063
0.00
D
2012-02-15
2015-02-15
Common Stock
4063
20311
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011.
Beginning with the Form 4 filed by the Reporting Person on 2/26/2009, the restricted stock units granted on 2/24/2009 appeared on Table I. Footnotes in subsequent reports indicated that shares appearing on Table I included the unvested restricted stock units from the 2/24/2009 grant. Through administrative error, actual beneficial ownership from the 2009 grant has been historically overstated by 31,500 shares, and this is corrected herewith.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2012-08-17