0001209191-12-042431.txt : 20120817
0001209191-12-042431.hdr.sgml : 20120817
20120817152526
ACCESSION NUMBER: 0001209191-12-042431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120815
FILED AS OF DATE: 20120817
DATE AS OF CHANGE: 20120817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 121042529
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-08-15
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2012-08-15
4
A
0
13125
0.00
A
177181
D
Common Stock
2012-08-15
4
F
0
4814
4.42
D
172367
D
Common Stock
2012-08-15
4
A
0
13125
0.00
A
185492
D
Common Stock
2012-08-15
4
F
0
4814
4.42
D
180678
D
Common Stock
2012-08-15
4
A
0
10000
0.00
A
190678
D
Common Stock
2012-08-15
4
F
0
3668
4.42
D
187010
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
13125
0.00
D
2010-02-15
2013-02-15
Common Stock
13125
13125
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
13125
0.00
D
2011-02-15
2014-02-15
Common Stock
13125
39375
D
Restricted Stock Units
0.00
2012-08-15
4
M
0
10000
0.00
D
2012-02-15
2015-02-15
Common Stock
10000
50000
D
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to Mr. Harshman on 2/24/2009, and were identified on a Form 4 filed by Mr. Harshman on 2/26/2009.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to Mr. Harshman on 2/19/2010, and were identified on a Form 4 filed by Mr. Harshman on 2/23/2010.
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2012. These restricted stock units were initially granted to Mr. Harshman on 3/4/2011, and were identified on a Form 4 filed by Mr. Harshman on 3/8/2011.
Beginning with the Form 4 filed by the Reporting Person on 2/26/2009, the restricted stock units granted on 2/24/2009 appeared on Table I. Footnotes in subsequent reports indicated that shares appearing on Table I included the unvested restricted stock units from the 2/24/2009 grant. Through administrative error, actual beneficial ownership from the 2009 grant has been historically overstated by 78,300 shares, and this is corrected herewith.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2012-08-17