0001209191-12-039816.txt : 20120801
0001209191-12-039816.hdr.sgml : 20120801
20120801143420
ACCESSION NUMBER: 0001209191-12-039816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120730
FILED AS OF DATE: 20120801
DATE AS OF CHANGE: 20120801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWENSON SUSAN
CENTRAL INDEX KEY: 0001112671
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 12999585
MAIL ADDRESS:
STREET 1: C/O PALM INC
STREET 2: 5470 GREAT AMERICAN PARKWAY MS12116
CITY: SANTA CLARA
STATE: CA
ZIP: 95052
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-07-30
0
0000851310
HARMONIC INC
HLIT
0001112671
SWENSON SUSAN
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
0
0
0
Restricted Stock Units
0.00
2012-07-30
4
A
0
25943
0.00
A
2013-02-15
2013-02-15
Common Stock
25943
25943
D
Stock Option/Right to Buy
4.24
2012-07-30
4
A
0
30000
4.24
A
2012-03-29
2019-07-30
Common Stock
30000
30000
D
Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
The shares subject to these restricted stock units are scheduled to vest in full in one installment on February 15, 2013. Vested shares will be delivered to the reporting person on or immediately following February 15, 2013.
The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the respective date of appointment to the Harmonic Board of Directors.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2012-08-01