0001209191-12-014695.txt : 20120301
0001209191-12-014695.hdr.sgml : 20120301
20120301190906
ACCESSION NUMBER: 0001209191-12-014695
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120228
FILED AS OF DATE: 20120301
DATE AS OF CHANGE: 20120301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrington Mark
CENTRAL INDEX KEY: 0001512682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 12659630
MAIL ADDRESS:
STREET 1: 4300 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-28
0
0000851310
HARMONIC INC
HLIT
0001512682
Carrington Mark
4300 NORTH FIRST ST.
SAN JOSE
CA
95134
0
1
0
0
Sr. VP of Worldwide Sales
Restricted Stock Units
0.00
2012-02-28
4
A
0
45000
0.00
A
2013-02-15
2016-02-15
Common Stock
45000
45000
D
Right to buy
6.14
2012-02-28
4
A
0
80000
0.00
A
2013-02-15
2019-02-28
Common Stock
80000
80000
D
Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
Twenty five percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2013, and twelve and one half percent of the restricted stock units are scheduled to vest on each of August 15, 2013, February 15, 2014, August 15, 2014, February 15, 2015, August 15, 2015 and February 15, 2016.
Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest monthly thereafter.
/s/ Laura Donovan
By Attorney-in-Fact: Laura Donovan
2012-03-01