0001209191-12-011208.txt : 20120217
0001209191-12-011208.hdr.sgml : 20120217
20120217160815
ACCESSION NUMBER: 0001209191-12-011208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120215
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARSHMAN PATRICK
CENTRAL INDEX KEY: 0001216448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25826
FILM NUMBER: 12622766
MAIL ADDRESS:
STREET 1: HARMONIC INC
STREET 2: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARMONIC INC
CENTRAL INDEX KEY: 0000851310
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 770201147
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 549 BALTIC WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085422500
FORMER COMPANY:
FORMER CONFORMED NAME: HARMONIC LIGHTWAVES INC
DATE OF NAME CHANGE: 19950404
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-15
0
0000851310
HARMONIC INC
HLIT
0001216448
HARSHMAN PATRICK
4300 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
President and CEO
Common Stock
2012-02-15
4
A
0
13125
0.00
A
226963
D
Common Stock
2012-02-15
4
F
0
4814
6.27
D
222149
D
Common Stock
2012-02-15
4
A
0
13125
0.00
A
235274
D
Common Stock
2012-02-15
4
F
0
4814
6.27
D
230460
D
Common Stock
2012-02-15
4
A
0
20000
0.00
A
250460
D
Common Stock
2012-02-15
4
F
0
7654
6.27
D
242806
D
Restricted Stock Units
0.00
2012-02-15
4
M
0
13125
0.00
D
2010-02-15
2013-02-15
Common Stock
13125
26250
D
Restricted Stock Units
0.00
2012-02-15
4
M
0
13125
0.00
D
2011-02-15
2014-02-15
Common Stock
13125
52500
D
Restricted Stock Units
0.00
2012-02-15
4
M
0
20000
0.00
D
2012-02-15
2015-02-15
Common Stock
20000
60000
D
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Harshman on 2/24/2009, and were identified on a Form 4 filed by Mr. Harshman on 2/26/2009.
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Harshman on 2/19/2010, and were identified on a Form 4 filed by Mr. Harshman on 2/23/2010.
These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2012. These restricted stock units were initially granted to Mr. Harshman on 3/4/2011, and were identified on a Form 4 filed by Mr. Harshman on 3/8/2011.
Includes 26,250 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.
/s/ Laura Donovan
By: Attorney-in-Fact Laura Donovan
2012-02-17